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The Brazilian securities markets are regulated by the CVM,
which has authority over stock exchanges and the securities
markets generally, and by the Central Bank of Brazil, which
has, among other powers, licensing authority over brokerage
firms and regulates foreign investment and foreign exchange
transactions. The Brazilian securities market is governed
by Law No. 6,385 dated December 7, 1976, as amended (the "Brazilian
Securities Law"), and the Brazilian Corporate Law.
Under the Brazilian Corporate Law, a company is either public,
a "companhia aberta", or private, a "companhia
fechada". All public companies are registered with the
CVM and are subject to reporting requirements. A company registered
with the CVM may have its securities traded either on the
Brazilian stock exchanges or in the Brazilian over-the-counter
market. The shares of a public company may also be traded
privately, subject to certain limitations. To be listed on
the Brazilian stock exchanges, a company must apply for registration
with the CVM and the stock exchange where its head office
is located. Once this stock exchange has admitted a company
to listing and the CVM has accepted its registration as a
public company, its securities may be traded on all other
Brazilian stock exchanges.
Trading in securities on the Brazilian stock exchanges may
be suspended at the request of a company in anticipation of
a material announcement. Trading may also be suspended on
the initiative of a Brazilian stock exchange or the CVM, among
other reasons, due to a belief that a company has provided
inadequate information regarding a material event or has provided
inadequate responses to inquiries by the CVM or the relevant
stock exchange.
Brazilian securities law provides for, among other things,
disclosure requirements, restrictions on insider trading and
price manipulation, and protection of minority shareholders.
However, the Brazilian securities markets are not as highly
regulated and supervised as the U.S. securities markets or
markets in certain other jurisdictions.
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